Jean Hillier/Patsy Healey (ed.):
The Ashgate Research Companion to Planning Theory. Conceptual Challenges for Spatial Planning
Ashgate 2010, Farnham, 501 pp.
Review:
Frank I. Müller
♦ All articles in this volume address the following fundamental question:
how can planning best leverage its other
– chaos, unplanned change, life’s
creativity – in sum, the unplannable factors that materialize in environmental,
political and economic crises?
In The Ashgate Research Companion to Planning
Theory Patsy Healey, specialist in architecture and urbanism, and
Jean Hillier, expert in epistemologies of planning and ethics, recollect a
multidisciplinary variety of power-critical accounts to “planning theory”,
while geography (nine “representatives”) clearly dominates. Paraphrasing the
introduction by Jean Hillier, the central concept of planning theory, “spatial
planning”, refers to ways of conceptualizing the distribution, interrelation
and circulation of things and humans in space as well as its sustaining rules
of power and the agency of the actors involved in controlling regulation
(1-34). Written for planning practitioners and for academics, the companion
neither prescribes one single definition of what planning ought to do nor
limits planning to a certain corpus of involved actors. Rather, the compilation
critically reflects the theoretical and practical complexities inherent to planning theory. Each of the 17 articles trigger an active reading
experience in rural and urban spatial planning.
Planning means looking at crisis from a temporal and spatial distance, a distance that the epistemological fathers of Editor Jean Hillier, Bergson and Deleuze, call virtuality: planning calls for agency while always remaining virtual and future oriented (12). Furthermore it opens a political dimension to theorizing. Planning not only has to reflect on how things are – to improve them or keep the status quo – but also must imagine a better future and ask how we want things to be, and therefore includes desires, fantasies and emotions. The editors argue for spatial planning to become praxis-in-process – a process of influencing the spatial distribution of resources and humans and land-use activities by “doing theory.”(3). The central, constructivist, objective of the volume is to reflect on the ontological difference between planning and actual change by presenting methodological tools..
Theorizing planning, as the editors add, has to
include the internationalization of knowledge production and a detailed
understanding of the working of power. The constructivist path towards the
steering of spatial relations, one might expect, could locate itself inside
co-existing knowledge and production systems, and their seemingly
incommensurable ethics and regulative orders. Does it do so?
The book is divided into three parts: “Perspectives on
Spatial Planning Practice”, “Conceptual Challenges for Spatial Planning
Theory“, and “Spatial Planning in Complexity”, each of which addresses the experimental
character on planning praxis. The multifaceted topics range from governance
(Gualini) and ecological sustainability (Swyngedouw), via whiteness (Huxley),
indigenous rights and coloniality (Howitt and Lunkapis) to urban informality
(Roy) and the “utopian city” (Pinder). In structuring the contributions, the
editors opt against a “controlled pluralist structure based on a theoretical
frame”. They understand “the book-rhizome” as “a product of the connections
between its component chapters” to which “the individual chapters perform
´lines´ which transgress the boundaries between disciplinary traditions,
between theory and practice, making connections between papers, becoming
intertwined in readers´ minds to provoke new modes of thought” (p.21). The
tripartite structure does not prescribe an order for reading, even less so
because the conceptual debates, the papers intervene in, interrelate, and
crosscut those lines. In accordance with the invitation to a rhizomatic
reading, this review addresses articles related to my central interests: urban
informality, the post-colonial metropolis, spatialized power, and planning
epistemologies.
Planning and the city
I found Ananya Roy´s chapter to be among the most
interesting articles working on “the urban”. The professor of City and Regional
Planning at Berkeley is the leading contemporary academic in de-constructing
the notion of informality; and to shift its understanding from “unaplanned,
chaotifc and disorderly forms of urbanism” towards its entanglement “with
structures of planning” relating state and community action (87). From this
perspective she questions not only the planners´ fantasy to effectively tame
space, but also the prevalence of euro-centered geographical epistemologies
that are inherent in it, and that idealize a neutral administrative planning
body opposed to a deviant dis-order, exercised by the urban poor and their
informal economy.
Planning and the spatialization of power
I found Howitt´s and Lunkapi´s work on colonialism to
be exemplary, due to its close grounding in region-specific findings. It addresses
the way “indigenous Rights” claimed by Aborigines in Australia challenge
spatial planning. Against a presumed political neutrality of planning, it shows
the extent to which spatial planning can include the silencing of rights and of
non-technocratic planning. The coexistence and heterogeneity of histories,
voices, cultures and lifestyles seriously questions the adequateness of
Eurocentric “top-down” planning tools, as well asand the exclusionary effect of
spatialization when it circumvents alternative approaches: what the authors
call “insurgent” and “transformative” planning and communicative, participatory
action.
Epistemologies of planning
Articles on epistemologies of planning face a
constructivist paradox: Does reality
exist only if and when it is being planned, and only then? Various accounts
that range from Foucault´s genealogy via Dewey´s pragmatism and Latour´s
Actor-Network-Theory to complexity theory argue that planning, as its existence
in the human activity vocabulary is undeniable, should be limited in its
self-confidence to effectively manage, steer, govern, or whatever else
metaphors express spatial control.
For taking recourse to Cybernetics (Ashby 1956!), a
discipline “concerned with the functioning of all machines”, I consider Karadimitriou´s
approach as the most innovative one in this volume. The expert in spatial
planning, complexity theory and urban regeneration policies states an easy
formula: the bigger the difference in complexity between controlling and
controlled system the greater the necessity of the former to be restrictive. In
other words, a planning system (a state, a firm) will fail if it cannot either
strengthen its restrictive functionality or its internal complexity and participation-building
channels of communication that negotiate
self-organizing social systems. Thus, total control is not only “undesirable”
but also practically impossible, and successful planning has to accept the
“unmanageability of reality” (443). Somehow I found the argumentation
paralleling that of Swyngedouw (Trouble with Nature) who, by deconstructing
notions of “nature” and “sustainability” shows the contingency of effective
control. Against the necessarily “violent act” that is planning, he proposes to reclaim “proper democracy and
proper democratic public spaces” (314) of enunciation and affirmation of
difference.
Critics
The volume shows that planning, if it refuses a
transcendental subject’s view on reality, remains an open process. It can never
fully control; but it is political in re-figuring space and social relations of
power.
There is much to learn from reading this book: that
planning is a complex activity including a variety of scales, institutions,
actors and norms; that it has a temporal dimension, too; and that its praxis
goes beyond developing and applying administrative tools. The contributions
translate basic questions of practical knowledge and theoretical philosophy
(i.e., in the Kantian formulation, “what we ought to do”, and “what can we
know”) into: Should we plan? Whose living and construction experience can we
account on? What are the limits of
control? To which the volume’s authors also add the power-critical: Who is
legitimated to plan for whom? I appreciated very much the deep and explicit
encounters with philosophy, which, coming to a point of critique, is nevertheless
still European-/US-dominated.
The index reveals that the countries named in the
volume sum up to five. Theory building on planning, one could conclude, is not
space relative. The geographical bias of the compilation lies in the global
North-West as the editors admit (p.5). Thus, references to Latin America or
other regions are few; a colonialism-sensitive perspective, except for the one
mentioned article, is painfully absent. This is surprising, considered that
colonial re-ordering and spatial planning have such importance in the history
of global inequalities, especially in colonizing command headquarters, i.e. metropolis.
To give an example: Gualini´s contribution is critical towards European based
definitions of “the State”. He discusses the major shift in the governance
debate, namely the de-centering of involved actors and the overcoming of
spatial and scalar fixity and observes an “empowerment of local societies” in challenging the idea of a monolithic state
as site of regulation (76). Such a Foucault-inspired perspective on the
concrete logics of regulation and the actual rules of conduct – the
“Governmentality” – could be enriched by insights on practices of the State
from other parts of the world. Examples would be Shalini Randeria´s work on
India´s “Cunning State”, or Markus-Michael Mueller´s perspective on policing in
Mexico (“Negotiated State”) who argue against a top-down theory, and demand
openness towards historically-established fragmentations of space and ordering
power.
To
contest the Northern/Western universalism through experiences from other parts
of the world would also be coherent with the stated aim of internationalizing
knowledge production. That perspective would need to understand the active role
of space itself. This shortcoming in the volume is also found in Scott´s two
recent compilations, Readings in Urban
Theory (Wiley 2011) and Readings in
Planning Theory (2011), which also remain
silent on the location of knowledge production and its political dimension. For
a perspective assuming the importance of colonial difference and located
experience in planning, I would recommend the compilation edited by Roy and Ong
(Wiley 2011), “Worlding Cities”.
Beyond
or beneath the complex theoretical challenges posed by the authors the
pragmatic question remains, whom this book can be recommended to. The Companion
is strongest when it brings into one volume so many academic experts in spatial
planning. It is strong for its call to understand planning theory as agency; yet its weakness I see in
failing to present examples of fruitful translations of knowledge and action.
Most definitely this is not a beginners´ guide to planning – it is written by academics for academics, and among these, for theory aficionados. For a real
dialogue between practitioners and the academia would need more grounding, real
world examples and inductive argumentation. So, while the editors urge planning
practitioners to lean back from action and reflect upon, “what is the action
for” (14), these in turn, I suppose, would regret the helpfulness of flying on
the philosophical heights of the volume. A reader interested in knowing, what
planners do, in consequence, will stay unsatisfied. ♦